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Lucene用了很久,其版本更新也很快。在ES出来之后,直接使用Lucene的时候就比较少了,更多的就在ES框架下一站式完成,ES目前在项目中几乎占据了半壁江山。

ES的功能很强大,使用过程中,有一个问题是绕不过的:就是中文分词。这是至关重要的一个问题,直接影响搜索结果的准确和召回。

一般来讲,分词的问题本身目前解决的已经相当不错了,大家用的比较多的是jieba分词,还有清华、斯坦福、复旦等开源的中文分词。如果要在ES中使用jieba分词,就需要定制一个ES的分词插件,将jieba分词load到ES中。

几年之前,因为项目需要,我撸过一个简单的ES插件,在github上开源:jieba分词ES插件,也有一些用户在使用,期间也在断断续续的更新。

其中的关键,通过阅读代码就会发现,在处理token的过程中,有以下属性需要处理:

  • CharTermAttribute
  • OffsetAttribute
  • TypeAttribute
  • PositionIncrementAttribute

分别代表了分词的结果的最小单元:term,分词的offset:startOffset和endOffset,以及词性,例如word、或者数字、字母等等。

最后一个属性PositionIncrementAttribute比较难以理解,在特定的场合下才需要特殊的处理,大部分情况下默认的结果就可以,但在特定的场合下,会丢掉部分的文档。下文我们就详细解释这个属性,通过例子来说明这个是如何产生影响的,以及该如何解决。

我们先解释一下分词的结果,使用到的ES,以及插件版本如下:

  • elasticsearch-6.4.0
  • elasticsearch-jieba-plugin-6.4.0

安装好插件,启动ES:

./bin/elasticsearch

有如下输出,则说明插件加载成功:

...[ 2018- 10- 26T23: 04: 12, 572][INFO ][o.e.p.PluginsService ] [z7z- 6dR] loaded plugin [analysis-jieba]...

准备好示例文档:

现在 高级产品经理n2003。 4- 200311产品副经理n向产品群经理汇报工作 负责产品为:得普利麻n2002。 5- 20033产品副经理n向产品群经理汇报工作n负责推广产品为:精分(思瑞康),麻醉(得普利麻)

jieba包括两种分词模式:

  • index模式,适用于索引的分词,可以分词更多的term,照顾召回。
  • search模式,适用于查询的分词,分词结果没有交叉,更多考虑的是准确率的方面。

我们验证一下分词插件,以及两种模式的影响,通过如下命令,我们先看看search模式的分词效果:

curl -X GET "localhost:9200/_analyze"-H 'Content-Type: application/json'-d ' { "tokenizer" : "jieba_search", "text" : "现在 高级产品经理n2003。4-2003。11 产品副经理n向产品群经理汇报工作 负责产品为:得普利麻n2002。5-2003。3 产品副经理n向产品群经理汇报工作n负责推广产品为:精分(思瑞康),麻醉(得普利麻)" }‘

查看输出:

{ " tokens": [ { "token": "现在", "start_offset": 0, "end_offset": 2, "type": "word", "position": 0}, { "token": " ", "start_offset": 2, "end_offset": 3, "type": "word", "position": 1}, { "token": "高级", "start_offset": 3, "end_offset": 5, "type": "word", "position": 2}, { "token": "产品", "start_offset": 5, "end_offset": 7, "type": "word", "position": 3}, { "token": "经理", "start_offset": 7, "end_offset": 9, "type": "word", "position": 4}, { "token": "n", "start_offset": 9, "end_offset": 10, "type": "word", "position": 5}, { "token": "2003", "start_offset": 10, "end_offset": 14, "type": "word", "position": 6}, { "token": "。", "start_offset": 14, "end_offset": 15, "type": "word", "position": 7}, { "token": "4", "start_offset": 15, "end_offset": 16, "type": "word", "position": 8}, { "token": "-", "start_offset": 16, "end_offset": 17, "type": "word", "position": 9}, { "token": "2003", "start_offset": 17, "end_offset": 21, "type": "word", "position": 10}, { "token": "。", "start_offset": 21, "end_offset": 22, "type": "word", "position": 11}, { "token": "11", "start_offset": 22, "end_offset": 24, "type": "word", "position": 12}, { "token": " ", "start_offset": 24, "end_offset": 25, "type": "word", "position": 13}, { "token": "产品", "start_offset": 25, "end_offset": 27, "type": "word", "position": 14}, { "token": "副经理", "start_offset": 27, "end_offset": 30, "type": "word", "position": 15}, { "token": "n", "start_offset": 30, "end_offset": 31, "type": "word", "position": 16}, { "token": "向", "start_offset": 31, "end_offset": 32, "type": "word", "position": 17}, { "token": "产品", "start_offset": 32, "end_offset": 34, "type": "word", "position": 18}, { "token": "群", "start_offset": 34, "end_offset": 35, "type": "word", "position": 19}, { "token": "经理", "start_offset": 35, "end_offset": 37, "type": "word", "position": 20}, { "token": "汇报工作", "start_offset": 37, "end_offset": 41, "type": "word", "position": 21}, { "token": "n", "start_offset": 41, "end_offset": 42, "type": "word", "position": 22}, { "token": "负责", "start_offset": 42, "end_offset": 44, "type": "word", "position": 23}, { "token": "产品", "start_offset": 44, "end_offset": 46, "type": "word", "position": 24}, { "token": "为", "start_offset": 46, "end_offset": 47, "type": "word", "position": 25}, { "token": ":", "start_offset": 47, "end_offset": 48, "type": "word", "position": 26}, { "token": "得", "start_offset": 48, "end_offset": 49, "type": "word", "position": 27}, { "token": "普利", "start_offset": 49, "end_offset": 51, "type": "word", "position": 28}, { "token": "麻", "start_offset": 51, "end_offset": 52, "type": "word", "position": 29}, { "token": "n", "start_offset": 52, "end_offset": 53, "type": "word", "position": 30}, { "token": "2002", "start_offset": 53, "end_offset": 57, "type": "word", "position": 31}, { "token": "。", "start_offset": 57, "end_offset": 58, "type": "word", "position": 32}, { "token": "5", "start_offset": 58, "end_offset": 59, "type": "word", "position": 33}, { "token": "-", "start_offset": 59, "end_offset": 60, "type": "word", "position": 34}, { "token": "2003", "start_offset": 60, "end_offset": 64, "type": "word", "position": 35}, { "token": "。", "start_offset": 64, "end_offset": 65, "type": "word", "position": 36}, { "token": "3", "start_offset": 65, "end_offset": 66, "type": "word", "position": 37}, { "token": " ", "start_offset": 66, "end_offset": 67, "type": "word", "position": 38}, { "token": "产品", "start_offset": 67, "end_offset": 69, "type": "word", "position": 39}, { "token": "副经理", "start_offset": 69, "end_offset": 72, "type": "word", "position": 40}, { "token": "n", "start_offset": 72, "end_offset": 73, "type": "word", "position": 41}, { "token": "向", "start_offset": 73, "end_offset": 74, "type": "word", "position": 42}, { "token": "产品", "start_offset": 74, "end_offset": 76, "type": "word", "position": 43}, { "token": "群", "start_offset": 76, "end_offset": 77, "type": "word", "position": 44}, { "token": "经理", "start_offset": 77, "end_offset": 79, "type": "word", "position": 45}, { "token": "汇报工作", "start_offset": 79, "end_offset": 83, "type": "word", "position": 46}, { "token": "n", "start_offset": 83, "end_offset": 84, "type": "word", "position": 47}, { "token": "负责", "start_offset": 84, "end_offset": 86, "type": "word", "position": 48}, { "token": "推广", "start_offset": 86, "end_offset": 88, "type": "word", "position": 49}, { "token": "产品", "start_offset": 88, "end_offset": 90, "type": "word", "position": 50}, { "token": "为", "start_offset": 90, "end_offset": 91, "type": "word", "position": 51}, { "token": ":", "start_offset": 91, "end_offset": 92, "type": "word", "position": 52}, { "token": "精分", "start_offset": 92, "end_offset": 94, "type": "word", "position": 53}, { "token": "(", "start_offset": 94, "end_offset": 95, "type": "word", "position": 54}, { "token": "思", "start_offset": 95, "end_offset": 96, "type": "word", "position": 55}, { "token": "瑞康", "start_offset": 96, "end_offset": 98, "type": "word", "position": 56}, { "token": ")", "start_offset": 98, "end_offset": 99, "type": "word", "position": 57}, { "token": ",", "start_offset": 99, "end_offset": 100, "type": "word", "position": 58}, { "token": "麻醉", "start_offset": 100, "end_offset": 102, "type": "word", "position": 59}, { "token": "(", "start_offset": 102, "end_offset": 103, "type": "word", "position": 60}, { "token": "得", "start_offset": 103, "end_offset": 104, "type": "word", "position": 61}, { "token": "普利", "start_offset": 104, "end_offset": 106, "type": "word", "position": 62}, { "token": "麻", "start_offset": 106, "end_offset": 107, "type": "word", "position": 63}, { "token": ")", "start_offset": 107, "end_offset": 108, "type": "word", "position": 64} ]}

分词结果中,token对应的就是term属性,start_offset和end_offset对应的就是Offset属性,type类似于词性。这几个都是比较好理解的,那么position是什么含义呢?通过观察:

position是分词之后term/token的先对位置,代表了顺序和距离。

这个例子中产品和副经理是紧挨着的,中间没有间隔。也就意味着如下的查询

{ " query": { "match_phrase":{ "field1": { "query": "产品经理", "slop": 0} } }}

能够搜到我们的示例文档。这里要注意,slop默认是0,可以不写。当slop要求为0的时候,就要求搜索词组产品经理在文档中连起来的,这个时候命中的是产品经理,而不是产品|群|经理,|表示token分割。如果设置slop为1,则产品|群|经理也会命中。slop的大小,就是position的大小差异。

看下index模式,要更加复杂,PositionIncrement的作用也是在这里体现。同样是上面的文本:

curl -X GET "localhost:9200/_analyze"-H 'Content-Type: application/json'-d ' { "tokenizer" : "jieba_index", "text" : "现在 高级产品经理n2003。4-2003。11 产品副经理n向产品群经理汇报工作 负责产品为:得普利麻n2002。5-2003。3 产品副经理n向产品群经理汇报工作n负责推广产品为:精分(思瑞康),麻醉(得普利麻)" }‘

结果如下,需要仔细对比和search的差异。

{ " tokens": [ { "token": "现在", "start_offset": 0, "end_offset": 2, "type": "word", "position": 0}, { "token": " ", "start_offset": 2, "end_offset": 3, "type": "word", "position": 1}, { "token": "高级", "start_offset": 3, "end_offset": 5, "type": "word", "position": 2}, { "token": "产品", "start_offset": 5, "end_offset": 7, "type": "word", "position": 3}, { "token": "经理", "start_offset": 7, "end_offset": 9, "type": "word", "position": 4}, { "token": "n", "start_offset": 9, "end_offset": 10, "type": "word", "position": 5}, { "token": "2003", "start_offset": 10, "end_offset": 14, "type": "word", "position": 6}, { "token": "。", "start_offset": 14, "end_offset": 15, "type": "word", "position": 7}, { "token": "4", "start_offset": 15, "end_offset": 16, "type": "word", "position": 8}, { "token": "-", "start_offset": 16, "end_offset": 17, "type": "word", "position": 9}, { "token": "2003", "start_offset": 17, "end_offset": 21, "type": "word", "position": 10}, { "token": "。", "start_offset": 21, "end_offset": 22, "type": "word", "position": 11}, { "token": "11", "start_offset": 22, "end_offset": 24, "type": "word", "position": 12}, { "token": " ", "start_offset": 24, "end_offset": 25, "type": "word", "position": 13}, { "token": "产品", "start_offset": 25, "end_offset": 27, "type": "word", "position": 14}, { "token": "副经理", "start_offset": 27, "end_offset": 30, "type": "word", "position": 15}, { "token": "经理", "start_offset": 28, "end_offset": 30, "type": "word", "position": 16}, { "token": "n", "start_offset": 30, "end_offset": 31, "type": "word", "position": 17}, { "token": "向", "start_offset": 31, "end_offset": 32, "type": "word", "position": 18}, { "token": "产品", "start_offset": 32, "end_offset": 34, "type": "word", "position": 19}, { "token": "群", "start_offset": 34, "end_offset": 35, "type": "word", "position": 20}, { "token": "经理", "start_offset": 35, "end_offset": 37, "type": "word", "position": 21}, { "token": "汇报", "start_offset": 37, "end_offset": 39, "type": "word", "position": 22}, { "token": "汇报工作", "start_offset": 37, "end_offset": 41, "type": "word", "position": 22}, { "token": "工作", "start_offset": 39, "end_offset": 41, "type": "word", "position": 23}, { "token": "n", "start_offset": 41, "end_offset": 42, "type": "word", "position": 24}, { "token": "负责", "start_offset": 42, "end_offset": 44, "type": "word", "position": 25}, { "token": "产品", "start_offset": 44, "end_offset": 46, "type": "word", "position": 26}, { "token": "为", "start_offset": 46, "end_offset": 47, "type": "word", "position": 27}, { "token": ":", "start_offset": 47, "end_offset": 48, "type": "word", "position": 28}, { "token": "得", "start_offset": 48, "end_offset": 49, "type": "word", "position": 29}, { "token": "普利", "start_offset": 49, "end_offset": 51, "type": "word", "position": 30}, { "token": "麻", "start_offset": 51, "end_offset": 52, "type": "word", "position": 31}, { "token": "n", "start_offset": 52, "end_offset": 53, "type": "word", "position": 32}, { "token": "2002", "start_offset": 53, "end_offset": 57, "type": "word", "position": 33}, { "token": "。", "start_offset": 57, "end_offset": 58, "type": "word", "position": 34}, { "token": "5", "start_offset": 58, "end_offset": 59, "type": "word", "position": 35}, { "token": "-", "start_offset": 59, "end_offset": 60, "type": "word", "position": 36}, { "token": "2003", "start_offset": 60, "end_offset": 64, "type": "word", "position": 37}, { "token": "。", "start_offset": 64, "end_offset": 65, "type": "word", "position": 38}, { "token": "3", "start_offset": 65, "end_offset": 66, "type": "word", "position": 39}, { "token": " ", "start_offset": 66, "end_offset": 67, "type": "word", "position": 40}, { "token": "产品", "start_offset": 67, "end_offset": 69, "type": "word", "position": 41}, { "token": "副经理", "start_offset": 69, "end_offset": 72, "type": "word", "position": 42}, { "token": "经理", "start_offset": 70, "end_offset": 72, "type": "word", "position": 43}, { "token": "n", "start_offset": 72, "end_offset": 73, "type": "word", "position": 44}, { "token": "向", "start_offset": 73, "end_offset": 74, "type": "word", "position": 45}, { "token": "产品", "start_offset": 74, "end_offset": 76, "type": "word", "position": 46}, { "token": "群", "start_offset": 76, "end_offset": 77, "type": "word", "position": 47}, { "token": "经理", "start_offset": 77, "end_offset": 79, "type": "word", "position": 48}, { "token": "汇报", "start_offset": 79, "end_offset": 81, "type": "word", "position": 49}, { "token": "汇报工作", "start_offset": 79, "end_offset": 83, "type": "word", "position": 49}, { "token": "工作", "start_offset": 81, "end_offset": 83, "type": "word", "position": 50}, { "token": "n", "start_offset": 83, "end_offset": 84, "type": "word", "position": 51}, { "token": "负责", "start_offset": 84, "end_offset": 86, "type": "word", "position": 52}, { "token": "推广", "start_offset": 86, "end_offset": 88, "type": "word", "position": 53}, { "token": "产品", "start_offset": 88, "end_offset": 90, "type": "word", "position": 54}, { "token": "为", "start_offset": 90, "end_offset": 91, "type": "word", "position": 55}, { "token": ":", "start_offset": 91, "end_offset": 92, "type": "word", "position": 56}, { "token": "精分", "start_offset": 92, "end_offset": 94, "type": "word", "position": 57}, { "token": "(", "start_offset": 94, "end_offset": 95, "type": "word", "position": 58}, { "token": "思", "start_offset": 95, "end_offset": 96, "type": "word", "position": 59}, { "token": "瑞康", "start_offset": 96, "end_offset": 98, "type": "word", "position": 60}, { "token": ")", "start_offset": 98, "end_offset": 99, "type": "word", "position": 61}, { "token": ",", "start_offset": 99, "end_offset": 100, "type": "word", "position": 62}, { "token": "麻醉", "start_offset": 100, "end_offset": 102, "type": "word", "position": 63}, { "token": "(", "start_offset": 102, "end_offset": 103, "type": "word", "position": 64}, { "token": "得", "start_offset": 103, "end_offset": 104, "type": "word", "position": 65}, { "token": "普利", "start_offset": 104, "end_offset": 106, "type": "word", "position": 66}, { "token": "麻", "start_offset": 106, "end_offset": 107, "type": "word", "position": 67}, { "token": ")", "start_offset": 107, "end_offset": 108, "type": "word", "position": 68} ]}

因为index模式的原因,产品副经理分为了产品|副经理|经理。这个时候,合理的position就十分重要了。通过我最新的插件的实现,这里的position分别是14,15,16。这是正确的,因为要正确处理下面的结果。

当我们执行如下搜索:

{ " query": { "match_phrase":{ "field1": { "query": "产品经理"} } }, " highlight" : { "fields" : { "field1" : {} } }}

命中我们的示例文本,无间隔的产品经理可以命中,并且可以高亮,但是产品副经理没有命中,也没有高亮。

再看这个例子:

{ " query": { "match_phrase":{ "field1": { "query": "产品经理", "slop": 2} } }, " highlight" : { "fields" : { "field1" : {} } }}

则,无间隔的产品经理可以命中,并且可以高亮;同时,产品副经理有命中,产品和经理分别高亮。这两个例子的差别,大家要细细体会。

那么如何正确的处理position呢,关键就在于PositionIncrementAttribute属性的处理,通常我们使用search模式类似的分词是不会遇到问题的,即使使用默认的PositionIncrementAttribute的实现:根据分词得到的token,每次+1,从而得到position。

但默认的实现,遇到如下的情况,就会出现问题:

示例文本:

中国人民解放军胜利了。

如果采用默认的实现,则输出:

{ " tokens": [ { "token": "中国", "start_offset": 0, "end_offset": 2, "type": "word", "position": 0}, { "token": "中国人", "start_offset": 0, "end_offset": 3, "type": "word", "position": 1}, { "token": "中国人民解放军", "start_offset": 0, "end_offset": 7, "type": "word", "position": 2}, { "token": "国人", "start_offset": 1, "end_offset": 3, "type": "word", "position": 4}, { "token": "人民", "start_offset": 2, "end_offset": 4, "type": "word", "position": 5}, { "token": "解放", "start_offset": 4, "end_offset": 6, "type": "word", "position": 6}, { "token": "解放军", "start_offset": 4, "end_offset": 7, "type": "word", "position": 7}, { "token": "胜利", "start_offset": 7, "end_offset": 9, "type": "word", "position": 8}, { "token": "了", "start_offset": 9, "end_offset": 10, "type": "word", "position": 9} ]}

根据这样的position,我们如下的查询,就找不到这个示例文档,从而产生丢数据的现象。

{ " query": { "match_phrase":{ "field1": { "query": "中国人民"} } }, " highlight" : { "fields" : { "field1" : {} } }}

本来中国人民在示例中是无间隔紧邻的,但是由于position解析的问题,直接导致slop已经变成了4,所以必须制定查询中的slop比较大,才能够返回正确的文档,但这里Rank也会受到影响。

看一下正确position的结果。

{ " tokens": [ { "token": "中国", "start_offset": 0, "end_offset": 2, "type": "word", "position": 0}, { "token": "中国人", "start_offset": 0, "end_offset": 3, "type": "word", "position": 0}, { "token": "中国人民解放军", "start_offset": 0, "end_offset": 7, "type": "word", "position": 0}, { "token": "国人", "start_offset": 1, "end_offset": 3, "type": "word", "position": 0}, { "token": "人民", "start_offset": 2, "end_offset": 4, "type": "word", "position": 1}, { "token": "解放", "start_offset": 4, "end_offset": 6, "type": "word", "position": 2}, { "token": "解放军", "start_offset": 4, "end_offset": 7, "type": "word", "position": 2}, { "token": "胜利", "start_offset": 7, "end_offset": 9, "type": "word", "position": 3}, { "token": "了", "start_offset": 9, "end_offset": 10, "type": "word", "position": 4} ]}

其中,中国是0,人民是1,就可以命中了。

基本上,在处理token的时候,要判断``是1,还是0。这里的Lucene实现机制不好,对于分词的实现约束比较多,并且只考虑了英文。现在的实现,优先考虑了召回。极个别情况,还是会有些准确率的问题。

另外一个层面,要从词的切分的角度处理,分词的结果应该提供一个最细粒度的、无交叉的切分,这个方式用来做索引,会比较好一些。那这样,默认的PositionIncrement也是能够满足需求的。接下来看看,jieba是否可以改造一下,支持第三种分词的模式:最细粒度的、无交叉的切分。

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